China Fund Industry Report, 2008-2009

Table of Contents

1.Overview of China' s Fund Industry, 2008-2009

• 1.1 New regulations on fund supervision
• 1.2 Review of Fund Industry, 2008
• 1.3 Review of Fund Market, 2008
  • 1.3.1 Stock fund
  • 1.3.2 Fixed Income Fund
  • 1.3.3 Fund Custodian Bank
• 1.4 Fund Issue in 2009Q1

2. QFII

• 2.1 Status Quo
• 2.2 Existing Problems
• 2.3 Performance
• 2.4 QFII Funds
  • 2.4.1 A share fund of Morgan Stanley China
  • 2.4.3 Futong Yangtze Fund
  • 2.4.3 A share fund of Hang Seng Bank China
  • 2.4.4 A50 fund of iShare FTSE Xinhua Index Limited
  • 2.4.5 Nikko Asset Management Co., Ltd
  • 2.4.6 Deutsche Bank
  • 2.4.7 Goldman Sachs
  • 2.4.8 Citigroup Global Markets Limited
  • 2.4.9 UBS AG
  • 2.4.10 Nomura Securities

3. Social Security Fund

• 3.1 Overview
• 3.2 Overseas Investments
• 3.3 Domestic Investments

4. Private Equity Securities Investment Fund

• 4.1 Definition
• 4.2 Development Courses
• 4.3 Status Quo
• 4.4 Performance

5. QDII

• 5.1 Status Quo
• 5.2 Security Products
• 5.3 Banking Products
• 5.4 Insurance Products
• 5.5 Investment Direction of QDII

6. Fund Companies

• 6.1 China Southern Fund Management Co., Ltd
  • 6.1.1 Company Profile
  • 6.1.2 Company Performance
• 6.2 E Fund Management Co., Ltd
  • 6.2.1 Company Profile
  • 6.2.2 Company Performance
• 6.3 ChinaAMC
  • 6.3.1 Company Profile
  • 6.3.2 Company Performance
  • 6.3.3 Development
• 6.4 Hua An Fund Management Co., Ltd
  • 6.4.1 Company Profile
  • 6.4.2 Company Performance
• 6.5 Bosera Asset Management Co., Ltd
  • 6.5.1 Company Profile
  • 6.5.2 Company Performance
  • 6.5.3 Development
• 6.6 GF Fund Management Co., Ltd
  • 6.6.1 Company Profile
  • 6.6.2 Company Performance
• 6.7 Harvest Management Co., Ltd
  • 6.7.1 Company Profile
  • 6.7.2 Company Performance
  • 6.7.3 Strategies on Talents
• 6.8 Yinhua Fund Management Co., Ltd
  • 6.8.1 Company Profile
  • 6.8.2 Company Performance
• 6.9 Da Cheng Fund Management Co., Ltd
  • 6.9.1 Company Profile
  • 6.9.2 Company Performance
• 6.10 Guotai Fund Management Co., Ltd
  • 6.10.1 Company Profile
  • 6.10.2 Company Performance
• 6.11 Invesco Great Wall Fund Management Co., Ltd
  • 6.11.1 Company Profile
  • 6.11.2 Company Performance
• 6.12 Rongtong Fund Management Co., Ltd
  • 6.12.1 Company Profile
  • 6.12.2 Company Performance
• 6.13 Fortune SGAM Fund Management Co., Ltd
  • 6.13.1 Company Profile
  • 6.13.2 Company Performance
• 6.14 Penghua Fund Management Co., Ltd
  • 6.14.1 Company Profile
  • 6.14.2 Company Performance
• 6.15 China Post & Capital Fund Management Co., Ltd
  • 6.15.1 Company Profile
  • 6.15.2 Company Performance
• 6.16 China Universal Asset Fund Management Co., Ltd
  • 6.16.1 Company Profile
  • 6.16.2 Company Performance
• 6.17 Lion Fund Management Co., Ltd
  • 6.17.1 Company Profile
  • 6.17.2 Company Performance
• 6.18 Greatwall Fund Management Co., Ltd
  • 6.18.1 Company Profile
  • 6.18.2 Company Performance
• 6.19 China International Fund Management Co., Ltd
  • 6.19.1 Company Profile
  • 6.19.2 Company Performance
• 6.20 Fullgoal Fund Management Co., Ltd
  • 6.20.1 Company Profile
  • 6.20.2 Company Performance

7. Prospect of Fund market and Innovation of Fund Products, 2009

• 7.1 Market Prospect
• 7.2 Product Innovations

List of Charts:

• Monthly Fund Scale in China, 2008
• The Ranking of Open-end Stock Funds according to Performance in 2008
• Top 10 Open-end Mix Funds by Performance, 2008
• Newly-issued Open-end Mix Funds, 2008
• Top 5 Open-end Bond Funds by Performance, 2008
• Statistics of QFII Qualifications
• Total Shares Held by QFII, end of 2007 and Q1 2008
• Industrial Distribution of Shares Held by QFII, end of 2007 and Q1 2008
• Shareholding status of Morgan Stanley, 1H 2008
• Shareholding status of Morgan Stanley, 2H 2008
• Shareholding status of Fortis Haitong Investment Management Co., 1H 2008
• Shareholding status of Fortis Haitong Investment Management Co., 2H 2008
• Shareholding status of Hang Seng Bank, 1H 2008
• Shareholding status of Hang Seng Bank, 2H 2008
• Shareholding status of Nikko Asset Management Co., 1H 2008
• Shareholding status of Nikko Asset Management Co., 2H 2008
• Shareholding status of Goldman Sachs, 1H 2008
• Shareholding status of Goldman Sachs, 2H 2008
• Shareholding status of Deutsche Bank, 1H 2008
• Shareholding status of Citigroup Global Markets Limited, 1H 2008
• Shareholding status of Citigroup Global Markets Limited, 2H 2008
• Shareholding status of UBS AG, 1H 2008
• Shareholding status of UBS AG, 2H 2008
• Shareholding status of Nomura Securities, 1H 2008
• Shareholding status of Nomura Securities, 2H 2008
• Yields of Social Security Fund, 2000-2007
• Oversea Investments of Social Security Fund
• Domestic Investments of Social Security Fund
• Key Brokers of Private Equity Fund in China
• Top 30 Private Equity Funds in Terms of Yield, 2008
• List of Partial Fund Companies with the Qualification of QDII
• Yield of QDII Funds, 2008
• Capital Stock Structure of China Southern Fund Management Co., Ltd
• Operation Status of Open-end Funds by China Southern Fund Management Co., Ltd
• Operation Status of Close-end Funds by China Southern Fund Management Co., Ltd
• Operation Status of Open-end Funds by Fund Management Co., Ltd
• Operation Status of Close-end Funds by E Fund Management Co., Ltd
• Fund Operation Status of ChinaAMC
• Capital Stock Structure of Hua An Fund Management Co., Ltd
• Operation Status of Open-end Funds by Hua An Fund Management Co., Ltd
• Operation Status of Close-end Funds by Hua An Fund Management Co., Ltd
• Shareholder Structure of Bosera Asset Management Co., Ltd
• Fund Operation Status of Bosera Asset Management Co., Ltd
• Operation Status of Open-end Funds by Bosera Asset Management Co., Ltd
• Operation Status of Close-end Funds by Bosera Asset Management Co., Ltd
• Shareholder Structure of GF Fund Management Co., Ltd
• Fund Operation Status of GF Fund Management Co., Ltd
• Fund Operation Status of Harvest Management Co., Ltd
• Fund Operation Status of Yinhua Fund Management Co., Ltd
• Fund Operation Status of Da Cheng Fund Management Co., Ltd
• Capital Stock Structure of National Stabilisation Fund
• Fund Operation Status of Guotai Fund Management Co., Ltd
• Shareholder Structure of Invesco Great Wall Fund Management Co., Ltd
• Fund Operation Status of Invesco Great Wall Fund Management Co., Ltd
• Fund Operation Status of Rongtong Fund Management Co., Ltd
• Shareholder Structure of Fortune SGAM Fund Management Co., Ltd
• Fund Operation Status of Fortune SGAM Fund Management Co., Ltd
• Fund Operation Status of Penghua Fund Management Co., Ltd
• Fund Operation Status of China Post & Capital Fund Management Co., Ltd
• Fund Operation Status of China Universal Asset Fund Management Co., Ltd
• Shareholder Structure of Lion Fund Management Co., Ltd
• Fund Operation Status of Lion Fund Management Co., Ltd
• Shareholder Structure of Greatwall Fund Management Co., Ltd
• Fund Operation Status of Greatwall Fund Management Co., Ltd
• Fund Operation Status of China International Fund Management Co., Ltd
• Shareholder Structure of Fullgoal Fund Management Co., Ltd
• Fund Operation Status of Fullgoal Fund Management Co., Ltd